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DocsGPT/application/parser/embedding_pipeline.py
T
Alex 795e39a6bc fix: source authorization, silent retrieval failures, and prompt structure
Source access control
---------------------
`active_docs` is client-supplied and reached the retriever unchecked, and the
retriever queries `WHERE source_id = <id>` with no owner predicate — so any
caller could pass any source id to /stream or /api/answer and have another
tenant's documents quoted back, while /api/sources/<id>/search correctly
refused the same id. Gate it through `can_access`, the helper the guarded
endpoints already use, and filter `self.source` down to the authorized set.
Fails closed: no principal, or a check that errors, drops the source.

Three sibling paths had the same gap:

- workflow agent nodes: `AgentNodeConfig.sources` is written verbatim from
  client JSON at save time and nothing validated it, so a node could name any
  tenant's source. Gate against the workflow owner, so shared workflows keep
  reading their owner's sources like shared agents do.
- /api/share: `_resolve_source_pg_id` resolved any id with no ownership
  predicate and baked it into the agent the share creates; /api/search then
  searched it. Authorize before attaching.
- search_service: re-resolve the ids stored on an agent row instead of
  trusting them, so a row written by any future path with the same gap cannot
  be read back.

Team grantees previously lost their source's retrieval config: the post-check
read was still owner-scoped, so it missed and fell back to defaults (an
`agentic_tool` source was bulk-prefetched for every grantee). Read unscoped
after `can_access` passes.

Retrieval
---------
`PGVectorStore._ensure_table_exists` created an IVFFlat index on the empty
table it had just created. IVFFlat computes centroids at build time, so those
centroids were random, and combined with the `source_id` post-filter a source
with hundreds of embedded chunks returned zero rows — retrieval reported no
documents, the model answered from memory, and nothing was logged. Stop
creating the index (exact search is correct and fast well past the sizes most
deployments reach); raise `ivfflat.probes` to sqrt(lists) where an index still
exists; and re-run a short indexed search exactly, since post-filtering means
no index setting can guarantee a full result. `graphrag` had the same
empty-table index with no fallback at all.

Also: bound `chunks` to 0-500 on both the request and agent paths (0 still
means "skip retrieval"), let a source's configured `retrieval.chunks` outrank
the request body, and cap ClassicRAG's per-source floor at
max(top_k, n_sources) so attaching sources cannot inflate the result set.

Silent failures
---------------
An empty retrieval was invisible to both the model and the client: the `source`
event was suppressed when the list was empty, so "searched and found nothing"
looked identical to "no source attached", and the prompt said nothing at all.
Emit the event always, and tell the model when a search ran and returned
nothing. A file that parses to nothing now fails ingest with a message naming
the cause instead of storing an embedding of the empty string. `score_threshold`
returns warnings when the active store or retriever cannot honour it.

Prompt structure
----------------
Retrieved documents move from the system prompt into the user turn, with the
injection guard restated next to them: they change every turn (defeating prefix
caching), they are third-party text that should not carry system authority, and
routing them through the query budget makes them truncatable rather than
silently crowding it out. Documents are shed lowest-ranked-first before the
question is touched.

The six chat presets (3 tones x 2 retrieval modes) differed only in their
Answering section; they are now composed from single-source fragments at load
time, not through Jinja inheritance, which would have opened a file-read
surface in the template sandbox and broken the tool-prefetch parser. Per-tool
guidance moves out of the prompt into tool schemas, so it travels with the tool
and cannot render when the tool is absent. A plain-text custom prompt is staged
as a persona value inside the skeleton instead of replacing it wholesale — it
used to silently lose the injection guard, platform block, memory and
attachments, and its braces are now inert.

Other fixes
-----------
- agents/base: an oversized system prompt drove the query budget negative and
  dispatched a full-price request with an empty question; raise instead.
- llm/anthropic: migrate off the retired Text Completions API. It flattened
  history to first+last message and ignored tools entirely. Adds the missing
  Anthropic handler, without which every tool call was silently dropped.
- sources/upload: `sitemap` had no branch, so every sitemap ingest died on a
  TypeError; `validate_url` now rejects a falsy URL cleanly.
- workflow nodes: retrieved documents never reached the node agent, so a
  classic node with a source and an ordinary prompt answered "I have no
  documents" while the run reported completed.
- parser/bulk: copy the metadata dict, or every chunk reports the last chunk's
  token_count.
- crawler_loader: carry the page title, or citations render the whole chunk
  body as the label.
2026-08-08 10:21:52 +01:00

350 lines
14 KiB
Python
Executable File

import os
import logging
from typing import Any, List, Optional
from retry import retry
from tqdm import tqdm
from application.core.settings import settings
from application.events.publisher import publish_user_event
from application.storage.db.repositories.ingest_chunk_progress import (
IngestChunkProgressRepository,
)
from application.storage.db.session import db_session
from application.vectorstore.vector_creator import VectorCreator
class EmbeddingPipelineError(Exception):
"""Raised when the per-chunk embed loop produces a partial index.
Escapes into Celery's ``autoretry_for`` so a transient cause (rate
limit, network blip) gets another shot. The chunk-progress
checkpoint makes retries cheap — only the failed-and-after chunks
re-run. After ``MAX_TASK_ATTEMPTS`` the poison-loop guard in
``with_idempotency`` finalises the row as ``failed``.
"""
def sanitize_content(content: str) -> str:
"""
Remove NUL characters that can cause vector store ingestion to fail.
Args:
content (str): Raw content that may contain NUL characters
Returns:
str: Sanitized content with NUL characters removed
"""
if not content:
return content
return content.replace('\x00', '')
# Per-chunk inline retry. Aggressive defaults (tries=10, delay=60) blocked
# the loop for up to 9 min per chunk and wedged the heartbeat: lower the
# tail so a transient failure fails-fast and the chunk-progress checkpoint
# resumes cleanly on next dispatch.
@retry(tries=3, delay=5, backoff=2)
def add_text_to_store_with_retry(store: Any, doc: Any, source_id: str) -> None:
"""Add a document's text and metadata to the vector store with retry logic.
Args:
store: The vector store object.
doc: The document to be added.
source_id: Unique identifier for the source.
Raises:
Exception: If document addition fails after all retry attempts.
"""
try:
# Sanitize content to remove NUL characters that cause ingestion failures
doc.page_content = sanitize_content(doc.page_content)
doc.metadata["source_id"] = str(source_id)
store.add_texts([doc.page_content], metadatas=[doc.metadata])
except Exception as e:
logging.error(f"Failed to add document with retry: {e}", exc_info=True)
raise
def _init_progress_and_resume_index(
source_id: str, total_chunks: int, attempt_id: Optional[str],
) -> int:
"""Upsert the progress row and return the next chunk index to embed.
The repository's upsert preserves ``last_index`` only when the
incoming ``attempt_id`` matches the stored one (a Celery autoretry
of the same task). On a fresh attempt — including any caller that
doesn't pass an ``attempt_id``, e.g. legacy code or tests — the
row's checkpoint is reset so the loop starts from chunk 0. This
is what prevents a completed checkpoint from any prior run
silently no-op'ing the next sync/reingest.
Best-effort: a DB outage falls back to ``0`` (fresh run from
chunk 0). The embed loop's own re-raise still ensures partial
runs don't get cached as complete.
"""
try:
with db_session() as conn:
progress = IngestChunkProgressRepository(conn).init_progress(
source_id, total_chunks, attempt_id,
)
except Exception as e:
logging.warning(
f"Could not init ingest progress for {source_id}: {e}",
exc_info=True,
)
return 0
if not progress:
return 0
last_index = progress.get("last_index", -1)
if last_index is None or last_index < 0:
return 0
return int(last_index) + 1
def _record_progress(source_id: str, last_index: int, embedded_chunks: int) -> None:
"""Best-effort checkpoint after each chunk; logged but never raised."""
try:
with db_session() as conn:
IngestChunkProgressRepository(conn).record_chunk(
source_id, last_index=last_index, embedded_chunks=embedded_chunks
)
except Exception as e:
logging.warning(
f"Could not record ingest progress for {source_id}: {e}", exc_info=True
)
def assert_index_complete(source_id: str) -> None:
"""Raise ``EmbeddingPipelineError`` if ``ingest_chunk_progress``
shows a partial embed for ``source_id``.
Defense-in-depth tripwire that workers run after
``embed_and_store_documents`` to catch any future swallow path
that bypasses the function's own re-raise — the chunk-progress
row is the authoritative record of how many chunks landed.
No-op when no row exists (zero-doc validation raised before init,
or progress repo was unreachable).
"""
try:
with db_session() as conn:
progress = IngestChunkProgressRepository(conn).get_progress(source_id)
except Exception as e:
logging.warning(
f"assert_index_complete: progress lookup failed for "
f"{source_id}: {e}",
exc_info=True,
)
return
if not progress:
return
embedded = int(progress.get("embedded_chunks") or 0)
total = int(progress.get("total_chunks") or 0)
if embedded < total:
raise EmbeddingPipelineError(
f"partial index for source {source_id}: "
f"{embedded}/{total} chunks embedded"
)
def embed_and_store_documents(
docs: List[Any],
folder_name: str,
source_id: str,
task_status: Any,
*,
attempt_id: Optional[str] = None,
user_id: Optional[str] = None,
progress_start: int = 0,
progress_end: int = 100,
) -> None:
"""Embeds documents and stores them in a vector store.
Resumable across Celery autoretries of the *same* task: when
``attempt_id`` matches the stored checkpoint's ``attempt_id``,
the loop resumes from ``last_index + 1``. A different
``attempt_id`` (a fresh sync / reingest invocation) resets the
checkpoint so the index is rebuilt from chunk 0 — this is what
keeps a completed checkpoint from poisoning the next sync.
Args:
docs: List of documents to be embedded and stored.
folder_name: Directory to save the vector store.
source_id: Unique identifier for the source.
task_status: Task state manager for progress updates.
attempt_id: Stable id of the current task invocation,
typically ``self.request.id`` from the Celery task body.
``None`` is treated as a fresh attempt every time.
user_id: When provided, per-percent SSE progress events are
published to ``user:{user_id}`` for the in-app upload toast.
``None`` is the safe default — workers without a user
context (e.g. background syncs) skip the publish.
progress_start: Percent the reported progress maps to at chunk 0.
Lets a caller reserve the lower band for an earlier stage
(e.g. parsing). Defaults to ``0`` (embed owns the whole bar).
progress_end: Percent the reported progress maps to at the final
chunk. Defaults to ``100``.
Returns:
None
Raises:
OSError: If unable to create folder or save vector store.
EmbeddingPipelineError: If a chunk fails after retries.
"""
# Ensure the folder exists
if not os.path.exists(folder_name):
os.makedirs(folder_name)
# Drop blank documents before validating. A file that parses to nothing
# (empty upload, whitespace-only, an image-only PDF with no OCR) used to
# reach here as a one-element list of "" and ingest as a healthy source,
# putting an embedding of the empty string into the index.
docs = [
d for d in docs
if str(getattr(d, "text", getattr(d, "page_content", d)) or "").strip()
]
if not docs:
raise ValueError(
"No text could be extracted from this file. It may be empty, "
"image-only, or in an unsupported format."
)
total_docs = len(docs)
# Atomic upsert that preserves checkpoint state on attempt-id match
# (autoretry of same task) and resets it on mismatch (fresh sync /
# reingest). Returns the new resume index — 0 means "start fresh".
resume_index = _init_progress_and_resume_index(
source_id, total_docs, attempt_id,
)
is_resume = resume_index > 0
# Initialize vector store
if settings.VECTOR_STORE == "faiss":
if is_resume:
# Load the existing FAISS index from storage so chunks
# already embedded by the prior attempt survive the
# save_local rewrite at the end of this run.
store = VectorCreator.create_vectorstore(
settings.VECTOR_STORE,
source_id=source_id,
embeddings_key=os.getenv("EMBEDDINGS_KEY"),
)
loop_start = resume_index
else:
# FAISS requires at least one doc to construct the store;
# seed with ``docs[0]`` and let the loop pick up at index 1.
store = VectorCreator.create_vectorstore(
settings.VECTOR_STORE,
docs_init=[docs[0]],
source_id=source_id,
embeddings_key=os.getenv("EMBEDDINGS_KEY"),
)
# Record the seeded chunk so single-doc ingests don't fail
# ``assert_index_complete`` — the loop never runs for
# ``total_docs == 1`` and would otherwise leave
# ``embedded_chunks`` at 0 / ``last_index`` at -1. The loop
# body's per-iteration ``_record_progress`` overshoots
# correctly for multi-chunk runs (counts seed + iterations),
# so writing this checkpoint up-front is a no-op for those.
_record_progress(source_id, last_index=0, embedded_chunks=1)
loop_start = 1
else:
store = VectorCreator.create_vectorstore(
settings.VECTOR_STORE,
source_id=source_id,
embeddings_key=os.getenv("EMBEDDINGS_KEY"),
)
# Only wipe the index on a fresh run — a resume must keep the
# chunks that earlier attempts already embedded.
if not is_resume:
store.delete_index()
loop_start = resume_index
if is_resume and loop_start >= total_docs:
# Nothing left to do; the loop runs zero iterations and
# downstream finalize logic still executes. This is only
# reachable on a same-attempt retry of a task whose previous
# attempt finished — typically a Celery acks_late redelivery
# after the task already returned. The ``assert_index_complete``
# tripwire still validates ``embedded == total`` afterwards.
loop_start = total_docs
# Process and embed documents
chunk_error: Exception | None = None
failed_idx: int | None = None
last_published_pct = -1
source_id_str = str(source_id)
progress_span = progress_end - progress_start
for idx in tqdm(
range(loop_start, total_docs),
desc="Embedding 🦖",
unit="docs",
total=total_docs - loop_start,
bar_format="{l_bar}{bar}| Time Left: {remaining}",
):
doc = docs[idx]
try:
# Map the embed loop into [progress_start, progress_end].
progress = progress_start + int(
((idx + 1) / total_docs) * progress_span
)
task_status.update_state(state="PROGRESS", meta={"current": progress})
# SSE push for sub-second upload-toast updates. Throttled to one
# event per percent so a 10k-chunk ingest emits ~100 events,
# not 10k. The Celery update_state above stays the source of
# truth for the polling-fallback path.
if user_id and progress > last_published_pct:
publish_user_event(
user_id,
"source.ingest.progress",
{
"current": progress,
"total": total_docs,
"embedded_chunks": idx + 1,
"stage": "embedding",
},
scope={"kind": "source", "id": source_id_str},
)
last_published_pct = progress
# Add document to vector store
add_text_to_store_with_retry(store, doc, source_id)
_record_progress(source_id, last_index=idx, embedded_chunks=idx + 1)
except Exception as e:
chunk_error = e
failed_idx = idx
logging.error(f"Error embedding document {idx}: {e}", exc_info=True)
logging.info(f"Saving progress at document {idx} out of {total_docs}")
try:
store.save_local(folder_name)
logging.info("Progress saved successfully")
except Exception as save_error:
logging.error(f"CRITICAL: Failed to save progress: {save_error}", exc_info=True)
# Continue without breaking to attempt final save
break
# Save the vector store
if settings.VECTOR_STORE == "faiss":
try:
store.save_local(folder_name)
logging.info("Vector store saved successfully.")
except Exception as e:
logging.error(f"CRITICAL: Failed to save final vector store: {e}", exc_info=True)
raise OSError(f"Unable to save vector store to {folder_name}: {e}") from e
else:
logging.info("Vector store saved successfully.")
# Re-raise after the partial save: the chunks that *did* embed are
# flushed to disk and recorded in ``ingest_chunk_progress``, so a
# Celery autoretry resumes via ``_read_resume_index`` and only
# re-runs the failed-and-after chunks. Without the raise, the
# task body returns success and ``with_idempotency`` finalises
# ``task_dedup`` as ``completed`` for a partial index — poisoning
# the cache for 24h.
if chunk_error is not None:
raise EmbeddingPipelineError(
f"embed failure at chunk {failed_idx}/{total_docs} "
f"for source {source_id}"
) from chunk_error